Regulatory

Professional Registrations & Associations

Swiss Regulation

USA Registration

BFI Infinity is registered as a registered investment advisor (RIA) with the US Securities and Exchange Commission (SEC). Our registration number is 801-72602.

RIAs have an obligation to comply with the applicable provisions of the Investment Advisers Act of 1940 (hereinafter 'Advisers Act') and the rules that have been adopted by the SEC.

Please find more information in our Client Relationship Summary (Form CRS) and in our Brochure (Form ADV Part 2a).

Additional information is available at www.adviserinfo.sec.gov.

Canada Registration

For Canadian clients, BFI operates on the basis of the International Adviser Exemption for the provinces of British Columbia and Québec. Our identification number is NDR#53550.

Swiss Registered Advisory Association

BFI is a full member of the Swiss Registered Investment Advisor Association (SRIAA), a vocational organization with the objective of promoting and facilitating the provision of investment advisory services to clients in the U.S.A.

Additional information is available at www.sriaa.org.

Association of Financial Services Providers

BFI Infinity Ltd. is a member of the Association of Financial Services Provider (OFP), an Ombudsman office recognized by the Swiss Federal Department of Finance.

Additional information is available at www.ofdl.ch/en/ueber-uns/ombudsstelle.

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FURTHER DETAILS ON OUR SWISS REGULATION

Client information under the Swiss Financial Services Act (FinSA)

Based on the legal requirements of Art. 8ff. of the Financial Services Act (FINSA), we would like to supply you with this information, which provides an overview of BFI Infinity Ltd. (hereinafter referred to as the 'BFI').

Company Information

BFI Infinity Ltd.
Zürichstrasse 103e
8123 Ebmatingen
Switzerland

Bergstrasse 21
8044 Zürich
Switzerland

Tel: +41 58 806 2210
Email: info@bfiwealth.com

Swiss Supervisory Authority

Swiss Financial Market Supervisory Authority (FINMA)
Laupenstrasse 27
3003 Bern
Switzerland
www.finma.ch

FINcontrol Suisse Ltd.
c/o VQF Financial Services Standards Association
General-Guisan-Strasse 6
6300 Zug
Switzerland

Ombudsman

Association of Financial Services Providers
Bleicherweg 10
8002 Zürich
Switzerland
www.ofdl.ch

Client Segmentation

Under FinSA, financial institutions are required to assign clients into a certain client segmentation. For that, FinSA distinguishes between Retail/Private Client, Professional Clients, and Institutional Clients. Under certain circumstances, clients can 'opt out' or 'opt-in' to a different segment. Please note that in order to be able to render our unrestricted range of financial services, we offer our services solely to Professional and Institutional clients.
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Information on Risks

Information on risks can be found in the Brochure 'Risks Involved in Trading Financial Instruments' and in our ADV Brochure (Note: Brochures will be linked ASAP. For now, please request them via email and we'll send them to you.).

Dormant Assets

Information on the treatment of dormant assets by banks in Switzerland can be found in the Brochure 'Customer Information on Dormant Assets' (Note: Brochure will be linked ASAP. For now, please request it via email and we'll send it to you.).

Financial Services Offered and Costs

General information on our services can be found in our ADV Brochure (Note: Brochure will be linked ASAP. For now, please request it via email and we'll send it to you.).